Prudential

Senior Supervisor, Compliance

Hidden GemLegalPosted 3 w ago

Location

Phnom Penh

Job Type

FULLTIME

Experience

3+ Years

Experience level

Associate

Work Mode

On-site

Industry

Financial Services

Languages

English, Khmer

Description

Assist in developing and maintaining compliance-related SOPs, policies, and guidelines in alignment with Group standards and local regulatory requirements.
Conduct assurance reviews to ensure compliance processes and controls are effectively implemented and adhered to.
Monitor and assess regulatory developments and changes in laws and regulations that may impact the organization, and engage stakeholders to track and implement required actions.
Provide ongoing compliance advisory, review, and approval support for products, services, processes, key projects, initiatives, and SOPs.
Collaborate with stakeholders to support the successful delivery of the Annual Compliance Plan.
Conduct conduct-risk reviews, including mystery shopping exercises, to identify and address potential or suspected misconduct.
Support and review AML-related activities and initiatives as required.
Coordinate with Group Compliance, Group Financial Crime, Group Conduct, and Group Assurance Review teams to ensure appropriate compliance processes are implemented and compliance-related matters are properly consulted.
Perform other duties and responsibilities as assigned by the Department Head or Function Head.

Requirements

Bachelor's degree in Risk Management, Administration, Law, or a related field.
At least 3 years of experience in compliance, risk management, audit, or legal functions within the financial services or insurance industry.
Strong attention to detail, critical thinking, analytical, and time management skills.
Ability to communicate effectively, both verbally and in writing, in English and Khmer.

Required Skills

Risk ManagementAdministrationLawComplianceAuditFinancial Services IndustryInsurance IndustryAttention to DetailCritical ThinkingAnalytical SkillsTime ManagementEffective CommunicationVerbal CommunicationWritten CommunicationEnglishKhmer

Schedule & Flexibility

Schedule:standard

About Prudential

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Prudential’s purpose is to be partners for every life and protectors for every future. We provide a platform for our people to do their best and make an impact.

Industry

Financial Services

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Description

Assist in developing and maintaining compliance-related SOPs, policies, and guidelines in alignment with Group standards and local regulatory requirements.
Conduct assurance reviews to ensure compliance processes and controls are effectively implemented and adhered to.
Monitor and assess regulatory developments and changes in laws and regulations that may impact the organization, and engage stakeholders to track and implement required actions.
Provide ongoing compliance advisory, review, and approval support for products, services, processes, key projects, initiatives, and SOPs.
Collaborate with stakeholders to support the successful delivery of the Annual Compliance Plan.
Conduct conduct-risk reviews, including mystery shopping exercises, to identify and address potential or suspected misconduct.
Support and review AML-related activities and initiatives as required.
Coordinate with Group Compliance, Group Financial Crime, Group Conduct, and Group Assurance Review teams to ensure appropriate compliance processes are implemented and compliance-related matters are properly consulted.
Perform other duties and responsibilities as assigned by the Department Head or Function Head.

Requirements

Bachelor's degree in Risk Management, Administration, Law, or a related field.
At least 3 years of experience in compliance, risk management, audit, or legal functions within the financial services or insurance industry.
Strong attention to detail, critical thinking, analytical, and time management skills.
Ability to communicate effectively, both verbally and in writing, in English and Khmer.